Launch of advanced compliance solution to transform investment research efficiency
Miami, March 5, 2024–(BUSINESS WIRE)–Encore Compliance, a leading global provider of compliance software solutions, is pleased to announce significant upgrades to its proprietary Generative AI expert call monitoring technology. This latest enhancement represents a pivotal advancement in the field of investment research compliance by introducing the ability for customers to design custom compliance checks and seamlessly distributing compliance-reviewed records to research teams. I am.
“Our enhanced Generative AI technology will revolutionize the compliance monitoring process, delivering unprecedented levels of efficiency and insight,” said Tad Mitchell, co-founder, president, and COO of Encore Compliance. “This breakthrough enables comprehensive monitoring of professional calls.” , uncovers areas previously hidden from view of compliance professionals and sets new benchmarks for regulatory compliance standards. ”
Encore Compliance’s AI platform was developed based on more than 30,000 expert call records, enriched with insights from experienced compliance professionals and former regulators, and is designed to identify potentially material non-public information (MNPI). ) and other risk areas with incredible accuracy and speed.
Scott DePetris, Co-Founder, Chairman, and CEO, highlighted the impact this technology will have on research teams, saying, “The ability to archive research call recordings through thorough compliance reviews will make these “Calls become valuable strategic assets. Our technology doesn’t just make professionals more useful.” as well as give businesses a competitive edge and drive increased usage of professional calls. ”
After a thorough compliance review, researchers can easily access AI-generated summaries along with the original recordings, eliminating the need to take manual notes or write call summaries. This innovation paves the way for advanced AI-driven data analytics.
Encore Compliance invites investment advisors to explore this cutting-edge technology through personalized demonstrations and free trial periods. Committed to being at the forefront of innovation, Encore Compliance envisions a future where companies of all sizes can leverage top-tier AI-driven compliance solutions to foster a safer and more efficient investment research environment. .
About Encore Compliance:
Founded by leading compliance and investigation experts, Encore Compliance is at the forefront of redefining professional call monitoring. Encore Compliance helps compliance professionals effectively manage risk using pioneering Generative AI technology, ensuring protection against MNPI risks and enabling research teams to build their own investigation call libraries will do so. Encore Compliance is focused on innovation and excellence and is committed to transforming the industry’s approach to professional call management.
View source version on businesswire.com. https://www.businesswire.com/news/home/20240305584836/en/
contact address
For media inquiries or to schedule a demo, please contact us below.
Art Murphy, Vice President of Business Development
Email: [info@encorecompliance.com]
phone: [+1 917-275-7593]


